Background Checks for the Finance and Accounting Industry
What’s in the eBook?
For over 20 years, Crimcheck has helped organizations in the Financial and Accounting Industry to screen their employees and comply with state and federal laws.
- Recommended Services to Include in Your Package
- Other Background Screening
- Accounting Fraud
- Other Related Legislation
Background checks for the Accounting and Financial Industry are often more in depth than other businesses. In addition to a criminal and sexual offender record search, Crimcheck recommends screening of OFAC and NASD/SEC lists, and verification of professional certifications and licenses such as those maintained by the FINRA, NFA and the NASAA.
Accounting and Finance firms often are in need of corporate due diligence when considering mergers and acquisitions, audit, and client due diligence. Crimcheck provides corporate due diligence services to some of the largest firms in the U.S.
Section 19 of the Federal Deposit Insurance Act prohibits any person who has been convicted of any criminal offense involving dishonesty or a breach of trust or money laundering, or has agreed to enter into a pretrial diversion or similar program in connections with a prosecution, from becoming or continuing as an institution-affiliated party, owning or controlling, or otherwise participating in the conduct of the affairs of an insured institution without prior written consent of the FDIC.
Crimcheck recommends a screening package based on the job description to be filled, with services to include all or some of the following. We can help you create package levels based on your position requirements.
Recommended Services to include in your package:
- Social Security Trace
- Federal and Local Criminal Records
- Education Verification
- Employment Verification
- Professional License Verification
- Federal Criminal and Bankruptcy
- Civil Litigation
- Judgments and Liens
- OFAC and Multi-Agency Global Sanctions Check
- FINRA Regulatory Actions and Financial and Securities
- Global Sanctions Check
- Credit Report